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Open Access

Knee

A mapping review on preoperative prognostic factors and outcome measures of revision total knee arthroplasty



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Abstract

Aims

To map literature on prognostic factors related to outcomes of revision total knee arthroplasty (rTKA), to identify extensively studied factors and to guide future research into what domains need further exploration.

Methods

We performed a systematic literature search in MEDLINE, Embase, and Web of Science. The search string included multiple synonyms of the following keywords: "revision TKA", "outcome" and "prognostic factor". We searched for studies assessing the association between at least one prognostic factor and at least one outcome measure after rTKA surgery. Data on sample size, study design, prognostic factors, outcomes, and the direction of the association was extracted and included in an evidence map.

Results

After screening of 5,660 articles, we included 166 studies reporting prognostic factors for outcomes after rTKA, with a median sample size of 319 patients (30 to 303,867). Overall, 50% of the studies reported prospectively collected data, and 61% of the studies were performed in a single centre. In some studies, multiple associations were reported; 180 different prognostic factors were reported in these studies. The three most frequently studied prognostic factors were reason for revision (213 times), sex (125 times), and BMI (117 times). Studies focusing on functional scores and patient-reported outcome measures as prognostic factor for the outcome after surgery were limited (n = 42). The studies reported 154 different outcomes. The most commonly reported outcomes after rTKA were: re-revision (155 times), readmission (88 times), and reinfection (85 times). Only five studies included costs as outcome.

Conclusion

Outcomes and prognostic factors that are routinely registered as part of clinical practice (e.g. BMI, sex, complications) or in (inter)national registries are studied frequently. Studies on prognostic factors, such as functional and sociodemographic status, and outcomes as healthcare costs, cognitive and mental function, and psychosocial impact are scarce, while they have been shown to be important for patients with osteoarthritis.

Cite this article: Bone Jt Open 2023;4(5):338–356.

Take home message

Outcomes and prognostic factors that are routinely registered as part of clinical practice (e.g. BMI, sex, complications) or in (inter)national registries are studied frequently.

Significant gaps in literature (such as functional and sociodemographic status, and outcomes as healthcare costs and psychosocial impact) that were identified could guide future research with the overall goal to further our understanding of revision total knee arthroplasty and to improve outcome prediction.

Introduction

Revision total knee arthroplasty (rTKA) can be a complex procedure, which is illustrated by generally worse outcomes when compared to primary TKA1-5 Ideally, a good prediction model can help to identify the patients with increased risk of unfavourable outcomes. However, no valid prediction models exist for rTKA.6,7 Prediction models that have been developed for primary TKA could provide a good starting point, but have generally insufficient discriminative ability, and poor external validity.8 Making clinically relevant prediction models requires data that comprehensively cover multiple domains of both patient factors and outcomes.

An evidence map can provide valuable information to guide future research into what domains need further exploration, that eventually can help better understanding and prediction of outcome following rTKA. This map reflects which domains or topics are studied extensively, and which are understudied, thus reflecting the gaps of knowledge. Some prognostic factors and outcomes are easily accessible and acquired as they are part of routine registration (e.g. BMI and sex). Therefore, it is expected that the domains which are part of routine registration, in patient records or registries, are relatively well studied. On the other hand, there are likely a number of variables, identified by stakeholders as a relevant factor or outcome, that are more difficult to obtain. Relevant domains for patients with osteoarthritis (OA) have been previously identified by the International Consortium for Health Outcomes Measurement (ICHOM) and Osteoarthritis Research Society International Standing Committee for Clinical Trials Response Criteria Initiative and the Outcome Measures in Rheumatology (OMERACT-OARSI). They have developed standard sets of variables and outcomes that guide researchers and clinicians in the selection of variables important to patients with OA.9,10

In this study, we will perform a mapping review to provide an evidence map of the prognostic factors and outcome measures relevant for rTKA. The evidence map will be used to identify gaps of knowledge and identify factors and outcomes that have been more extensively studied. These findings can guide future research with the overall goal to further our understanding of rTKA and to improve outcome prediction.

Methods

Protocol and registration

We performed and reported a mapping review following the PRISMA guidelines for scoping reviews, as there is no alternative guideline for mapping reviews.11 The study protocol was registered at Open Science Framework.12

Eligibility criteria

We searched for studies assessing the association between at least one prognostic factor and at least one outcome measure after rTKA surgery. We included only articles written in English. The population of interest was patients who underwent a rTKA. We excluded reviews, case reports and studies not including humans (e.g. cadaver or animal studies). All preoperative prognostic variables (e.g. demographical, diagnostic, and psychological variables) reported in combination with any type of outcomes (e.g. clinical, patient-reported outcome measures (PROMs), or functional outcomes) were included.

Search strategy

To map the current literature, we carried out a systematic literature search from date of inception to December 2022 in MEDLINE, Embase, and Web of Science. The search strategy included multiple synonyms of the terms "rTKA" and "outcome" and "prognostic factor". The synonyms were searched in subject headings and words restricted to title and abstract, as detailed in our study protocol (Supplementary material i).12

Selection of sources of evidence

The search strategy was performed by one author (MB). Duplicates were removed from the results of the search strategy. The studies were screened in two phases. First, the titles and abstracts of all articles were screened for eligibility by two authors (MB, BR). Second, all full-text articles that were included on the basis of the abstract, were retrieved and evaluated on eligibility by the same two authors. In both steps, consensus was sought, but when no consensus could be reached, a third review author (KS) was consulted.

Data charting process and data items

Of the papers included in this review, we extracted data on publication date, journal, sample size, study design, prognostic factor(s), outcome measures, and the categories that were used for prognostic factors and/or outcome measures. Additionally, we noted the direction of the association between the prognostic factor and outcome measure. Associations that were reported as statistically significant, were defined as either a positive (e.g. more satisfied or less re-revisions) or a negative effect (e.g. more complications or worse functional scores). Non-significant associations were defined as non-significant. The direction of the effect was transformed so that the same reference category was used in all studies using that particular prognostic factor. For example, for sex, female was always used as reference group. Also, the absence of a specific comorbidity, patient or disease characteristic, and a low BMI, age, or American Society of Anaesthesiologists (ASA) score were used as a reference category.

Furthermore, we extracted data about the type of analysis that was used for testing the association, and whether it was corrected for confounding variables or not. In case of multivariate models, we also extracted how the independent variables were selected. Data was extracted by one author (MB). Next, the prognostic factors and outcomes were grouped in different categories to structure the results. Outcomes were grouped based on the OMERACT-OARSI core outcome domain set for hip and knee OA, consisting of the following domains: adverse events (including mortality), patient’s global assessment of target joint, quality of life, physical function, pain, joint structure (changes in joint structure on imaging), costs, sleep, psychosocial impact, participation, effect on family/caregivers, fatigue, cognitive function (covering both cognitive and mental functioning), and clinician global assessment of target joint.10 Prognostic factor categories were: case-mix factors (such as age and sex), comorbidity, functional status, indication for surgery, lab test, medical history, medical history knee specific, and patient-reported health status (or PROMs). The prognostic factor categories were based on the ICHOM standard set for hip or knee OA,9 extended with components of the preoperative screening, namely: indication for surgery, lab test, and medical history. An overview of all prognostic factors, outcomes, and their categories can be found in Supplementary Tables ii and iii.

Critical appraisal of individual sources of evidence

Given the nature of a mapping review, we did not assess the risk of bias of the included studies. We did extract information about the study design regarding the prospective or retrospective nature of data collection, and if the study was conducted in a single or multicentre set-up.

Synthesis of results

We used descriptive statistics to report the findings. R (version 4.1.3; R Foundation for Statistical Computing, Austria) was used to make a graphical overview of the literature using the ggplot2 package (version 3.3.5) and an online, interactive overview with the shiny package (version 1.7.1).13-15

Results

The literature search resulted in 6,548 articles after removing duplicates. An overview of the identification of studies can be found in Figure 1. After the full-text screening, a total of 166 studies assessing the association between prognostic factors and outcome measures after rTKA surgery were included in this review (Table I). In 50% of the studies, the data was collected prospectively, and the majority included patients from a single centre (61%; 101/166). The median sample size of the studies was 319 (30 to 303,867). In 98/166 of studies (59%), a multivariate model was used to study the association between the prognostic factors and the outcomes. In most studies (52%; 51/98), the covariates in the model were reported as a set of variables that the authors prespecified as confounders of the association between prognostic variable and the outcome. The other most common methods for variable selection were based on the p-value of univariate association (19%; 19/98 studies), or building the model using stepwise or backward selection based on the Akaike Information Criterion (AIC; 12%; 12/98 studies). In the other studies, propensity score matching or machine learning methods were used to select confounders, or methods for confounder selection were not reported.

Fig. 1 
          Flowchart of the literature search.

Fig. 1

Flowchart of the literature search.

Table I.

Included literature.

First author Year Sample size Type study Centre Association Covariable selection for multivariate models Prognostic factors Outcomes
Aali-Rezaie16 2018 1,344 retrospective single multi p-value univariate red blood cell distribution width complications, length of stay, mortality, readmission
Abram17 2021 40,854 retrospective multi multi set of covariables age, sinus tract, BMI, Staphylococcus aureus, culture negative PJI reinfection
Aggerwal18 2014 168 prospective single multi set of covariables age, BMI, sex, infection re-revision
Akkaya19 2022 66 retrospective single uni planned surgery length of stay, consultation with health professional
Apinyankul20 2022 238 retrospective single multi p-value univariate reason for revision complications, re-revision
Arndt21 2022 3,354 retrospective multi uni reason for revision, age, sex, Charlson comorbidity index, opioid use opioid use
Bae22 2013 224 prospective single uni age, sex, reason for revision re-revision
Baek23 2021 78 retrospective single uni age, sex, ethnicity, BMI, smoking, reason for revision, Charlson comorbidity index, ASA, diabetes mellitus, COPD, congestive heart failure, renal failure, metastatic cancer, bleeding disorders, wound infection mortality
Baker24 2012 797 prospective multi uni reason for revision EQ-5D, OKS, satisfaction
Barrack25 2002 135 prospective multi multi stepwise selection prior surgery, heterotopic ossification, BMI, sex, reason for revision heterotopic ossification, KSS, ROM
Bass26 2021 25441 prospective multi multi set of covariables age, cancer, cerebrovascular disease, COPD, BMI, diabetes mellitus, ethnicity, heart failure, sex, history of VTE, inflammatory bowel disease, pulmonary hypertension, renal disease, rheumatoid arthritis, sleep apnoea, smoking, reason for revision, systemic lupus, thrombophilia, venous insufficiency venous thromboembolism
Bedard27 2018 8,776 prospective multi multi unknown smoking complications, infection, mortality, reoperation
Belmont28 2016 1,754 prospective multi uni hypertension, cerebrovascular accident, sex readmission
Belt29 2021 8,978 prospective multi uni reason for revision reinfection, re-revision
Bieger30 2013 97 prospective single uni reason for revision KSS
Boddapati31 2018 12,780 prospective multi multi set of covariables age, PJI, ASA, COPD, diabetes mellitus, smoking, BMI, sex complications, blood transfusion, cardiac complications, readmission, cerebrovascular accident, deep surgical site infection, deep venous thrombosis, sepsis, length of stay, major complications, minor complications, mortality, non-home discharge, renal complications, urinary tract infection, wound dehiscence, respiratory complication, superficial surgical site infection
Carter32 2019 237 retrospective single uni BMI amputation, aseptic loosening, ICU admission, infection, manipulation under anaesthesia, mortality, wound complications
Chalmers33 2019 135 retrospective single multi set of covariables age, BMI, sex, prior revision, reason for revision re-revision, re-revision for instability, re-revision for loosening
Chalmers34 2021 197 retrospective single multi set of covariables BMI, sex, prior revision, reason for revision re-revision
Chalmers35 2021 163 retrospective single multi set of covariables reason for revision OKS, EQ-VAS, EQ-5D, KSS, ROM
Chen36 2020 58 retrospective single multi p-value univariate BMI, anaerobic pathogens, cirrhosis, CRP, polymicrobial infection, virulent pathogens reinfection
Chen37 2021 172 retrospective single uni chronic viral hepatitis infection, re-revision
Choi38 2014 176 prospective single multi set of covariables age, BMI, ASA, comorbidity, MRSA, sex, reason for revision mortality
Christiner39 2022 144 retrospective single uni sex, anticoagulant use, prior DAIR, smoking, sinus tract, BMI, ASA infection
Chung1 2021 13,597 retrospective multi multi set of covariables coagulation transfusion, cardiac arrest, myocardial infarction, pneumonia, reintubation, renal insufficiency
Churchill40 2021 1,676 prospective multi multi unknown coagulation, age, ASA, bleeding disorders, blood urea nitrogen, BMI, Charlson comorbidity index, congestive heart failure, COPD, creatinine, diabetes mellitus, ethnicity, hypertension, smoking, sex acute renal failure, length of stay, pneumonia, cerebrovascular accident, deep venous thrombosis, transfusion, sepsis, infection, unplanned intubation, wound disruption, urinary tract infection, mortality, myocardial infarction, on ventilator, pulmonary embolism, readmission, renal insufficiency, return to OR, septic shock, superficial surgical site infection, surgical site infection
Citak41 2019 183 retrospective single uni age, depression, BMI, deep venous thrombosis, sex, polymicrobial infection, prior surgery, weight, Charlson comorbidity index, COPD, coronary heart disease, CRP, dementia, diabetes mellitus, haemoglobin, liver disease, prior arthroscopy, renal failure, rheumatoid arthritis, tumour history, white blood cell count re-revision, reinfection
Cochrane42 2022 21,610 retrospective multi uni age, sex, ethnicity, BMI, smoking, ASA, functional status, DM insulin dep, DM non-insulin dep, COPD, heart failure, liver disease, hypertension, renal failure, dialysis, cancer, steroid use, bleeding disorders length of stay
Cochrane43 2022 157 retrospective single multi set of covariables BMI, diabetes mellitus, anaemia, smoking postoperative infection
Cohen44 2019 8,559 prospective multi uni Glomerular Filtration Rate cardiac arrest, complications, death, deep venous thrombosis, deep wound infection, prolonged length of stay, fail to wean, myocardial infarction, organ infection, pneumonia, pulmonary embolism, reintubation, renal failure, wound dehiscence, urinary tract infection, renal insufficiency, return to OR, sepsis, septic shock, cerebrovascular accident, superficial surgical site infection
Courtney45 2018 10,848 prospective multi multi set of covariables reason for revision cardiac arrest, complications, cerebrovascular accident, deep venous thrombosis, fail to wean, infection, mortality, myocardial infarction, pneumonia, pulmonary embolism, readmission, reintubation, renal failure, renal insufficiency, reoperation, sepsis, septic shock
Dahlgren46 2018 171 retrospective single uni age, BMI, albumin, ASA, bleeding disorders, COPD, diabetes mellitus, dialysis, dyspnoea on exertion, ethnicity, packed cell volume, hypertension, International Normalized Ratio, platelet count, serum creatinine, smoking, steroid use, white blood cell count, sex readmission
Dai47 2021 32,349 prospective multi multi propensity score matched reason for revision anaemia, blood transfusion, cardiac complications, central nervous system, complications, costs, deep venous thrombosis, gastrointestinal complication, haematoma, length of stay, mortality, postoperative infection, pulmonary embolism, respiratory complication, urinary system complication, vascular complication, wound dehiscence
de Carvalho48 2015 30 retrospective single uni BMI, reason for revision WOMAC
Deehan49 2006 94 prospective single uni prior revision KSS
Deere50 2021 33,292 prospective multi uni age, sex, prior revision re-revision
DeMik51 2022 22,262 retrospective multi multi p-value univariate transfusion pre-op, packed cell volume, bleeding disorders, COPD blood transfusion
Dieterich52 2014 3,421 prospective multi multi p-value univariate age, ASA, dialysis, emergency operation, pulmonary disease, sex complications
Dowdle53 2018 5,414 prospective multi multi set of covariables age, anxiety, depression, BMI, diabetes mellitus, smoking, sex, opioid use manipulation under anaesthesia
Drain54 2022 222 retrospective multi uni reason for revision mortality, Charlson comorbidity index, mortality related to infection, mortality related to comorbidities, mortality due to myocardial infarction, mortality due to cerebrovascular event, mortality due to congestive heart failure, mortality due to pulmonary embolism, mortality due to liver failure, mortality due to respiratory failure, mortality due to renal failure, mortality due to cancer, mortality due to sepsis, mortality due to systemic inflammatory response syndrome, mortality due to multiple causes
Edmiston2 2019 14,486 retrospective multi multi set of covariables BMI, sex, AIDS, alcohol abuse, anaemia, cardiac arrhythmia, chronic pulmonary disease, bleeding disorders, congestive heart failure, connective tissue disorder, dementia, diabetes mellitus, fluid electrolyte disorder, lymphoma, metastatic cancer, peripheral vascular disease, renal failure, weight loss surgical site infection
Faschingbauer55 2020 96 retrospective single uni alcohol abuse, COPD, diabetes mellitus, heart failure, hypertension, renal failure, malignancies, rheumatoid arthritis, smoking reinfection
Fassihi56 2020 10,973 retrospective multi multi p-value univariate steroid use length of stay, mortality, septic shock
Fleischman57 2017 223 prospective single multi backward selection age, BMI, sex, reason for revision re-revision
Fury58 2021 213 retrospective single uni reason for revision re-revision
Gao59 2019 260 retrospective single multi set of covariables surgical history re-revision
Geary60 2020 1,632 retrospective single multi unknown age, sex, reason for revision re-revision
Ghanem61 2007 93 prospective single multi set of covariables reason for revision pain, SF-36 mental health, SF-36 physical, WOMAC function
Ghomrawi62 2009 308 prospective multi multi set of covariables age, BMI, comorbidity, extension contracture, sex, flexion contracture, reason for revision pain, SF-36, Lower-Extremity Activity Scale (LEAS), WOMAC function
Goh63 2021 245 prospective single multi set of covariables age, BMI, Charlson comorbidity index, sex, reason for revision, SF-36 MCS expectations, satisfaction
Grayson64 2016 177 prospective single uni reason for revision KSS clinical, KSS function, satisfaction, UCLA
Gu65 2018 9,921 prospective multi multi p-value univariate age, COPD, BMI, ASA, diabetes mellitus, sex length of stay, complications, reoperation, mortality
Gu66 2020 13,246 prospective multi uni DM insulin dep, DM non-insulin dep cardiac arrest, death, deep surgical site infection, deep venous thrombosis, fail to wean, length of stay, myocardial infarction, organ infection, pneumonia, wound dehiscence, pulmonary embolism, urinary tract infection, transfusion, reintubation, renal failure, renal insufficiency, return to OR, sepsis, septic shock, cerebrovascular accident, superficial surgical site infection
Gu67 2021 13,313 prospective multi multi p-value univariate anaemia bleeding, cardiac complications, complications, wound complications, urinary tract infection, length of stay, mortality, pulmonary complications, renal complications, return to OR, septic shock, thromboembolic event
Gu68 2019 6,849 prospective multi multi p-value univariate blood transfusion deep venous thrombosis, unplanned intubation, transfusion, fail to wean, myocardial infarction, organ infection, pneumonia, readmission, sepsis, septic shock
Gu69 2020 9,914 prospective multi multi age, ASA, bleeding disorders, blood transfusion, diabetes mellitus, dyspnoea, ethnicity, functional status, renal failure, BMI, sex, COPD prolonged length of stay, return to OR, cardiac arrest, complications, deep venous thrombosis, deep wound infection, fail to wean, mortality, myocardial infarction, organ surgical site infection, pneumonia, pulmonary embolism, reintubation, renal failure, renal insufficiency, sepsis, septic shock, cerebrovascular accident, superficial surgical site infection, urinary tract infection, wound dehiscence
Hagerty70 2021 615 retrospective single multi set of covariables type of infection reinfection
Halder71 2020 23,664 prospective multi multi set of covariables hospital volume adverse events, mortality, re-revision
Hamaway72 2022 106,534 retrospective multi uni age, Charlson comorbidity index, BMI, ASA, reason for revision, renal disease, anaemia, diabetes mellitus, sex, smoking prolonged length of stay
Hannon73 2022 60 retrospective single uni age, sex, BMI re-revision
Hardcastle74 2016 228 retrospective single uni elevated CRP / ESR aseptic loosening, instability, infection, fracture, re-revision
Hardeman75 2012 146 prospective single uni age, tibial tuberositas osteotomy, time to revision, reason for revision KSS clinical, KSS function, pain, re-revision
Heesterbeek76 2016 40 prospective single uni ROM KSS function, pain, satisfaction
Hernigou77 2017 72 retrospective single multi set of covariables primary diagnosis, reason for revision KSS clinical, KSS function, re-revision, ROM, satisfaction
Hoell78 2016 59 retrospective single uni BMI, blood transfusion, diabetes mellitus, periprosthetic fracture, smoking, tumour reinfection
Ingall79 2021 330 prospective single uni propensity score matched opioid use KOOS-PS, PROMIS physical, PROMIS mental, Physical Function SF10A
Jannelli80 2022 105 retrospective single uni iron deficiency length of stay, costs, acute renal injury, pneumonia, respiratory failure, ileus episode, urinary tract infection, myocardial infarction, cerebrovascular accident, deep venous thrombosis, surgical site infection, venous thromboembolism, pulmonary embolism, complications
Jeschke81 2022 34,643 retrospective multi multi set of covariables age, sex, BMI, fluid electrolyte disorder, cardiac arrhythmia, renal failure, congestive heart failure, valvular disease, bleeding disorders, neurological disease, alcohol abuse, drug abuse, psychoses, pulmonary circulation disorder, prior revision, anticoagulant use blood transfusion
Kamath82 2017 4,551 prospective multi multi albumin acute renal failure, cardiac arrest, cardiac pulmonary complication, complications, wound disruption, unplanned intubation, urinary tract infection, transfusion, wound infection, cerebrovascular accident, deep surgical site infection, deep venous thrombosis, mortality, myocardial infarction, on ventilator, organ surgical site infection, pneumonia, pulmonary embolism, renal insufficiency, sepsis, septic shock, superficial surgical site infection, systemic infection
Kasmire83 2014 175 prospective single multi set of covariables BMI, sex, comorbidity, KSS function, KSS clinical, pain, stiffness stiffness, WOMAC function, KSS function, pain
Keswani84 2016 4,977 prospective multi multi p-value univariate age, BMI, ASA, cardiac disease, diabetes mellitus, ethnicity, hypertension, renal disease, pulmonary disease, smoking, cerebrovascular accident, sex, reason for revision readmission
Kienzle85 2020 100 retrospective single uni prior revision, ASA, sex aseptic loosening, complications, infection
Kildow86 2022 178 retrospective multi uni polymicrobial infection, antibiotic resistant organism, sex, prior two-stage revision, diabetes mellitus, chronic renal disease, coronary vascular disease, myocardial infarction, congestive heart failure, deep venous thrombosis, smoking, former smoking, systemic disease, chronic lung disease reinfection
Kim87 2010 807 prospective single multi set of covariables age, BMI, sex, ROM, time to revision, reason for revision stiffness
Kim88 2019 77 prospective single multi backward selection central sensitization satisfaction, pain, stiffness, WOMAC function
Kingsbury89 2022 263 prospective multi multi propensity score matched age, sex, primary diagnosis, index of multiple deprivation, reason for revision, elixhauser comorbidity index mortality
Kirschbaum90 2022 63 retrospective single uni reason for revision, BMI, sex, age re-revision
Klasan91 2020 1,720 prospective multi multi p-value univariate age, sex, ASA, time to revision re-revision, OKS
Klasan92 2021 633 retrospective single multi set of covariables obesity, smoking, diabetes mellitus reoperation, re-revision, amputation above knee, infection, extensor mechanism failure, ligamentous laxity, malposition, stiffness
Klemt93 2022 2,228 retrospective single multi recursive feature elimination through random forest algorithms diabetes mellitus, opioid use, sex, age, social status, ethnicity, reason for revision, insurance status, ASA non-home discharge
Klemt94 2022 2,512 retrospective single multi artificial intelligence, best predictors
Kubista95 2011 368 retrospective single multi backward selection age, BMI, sex, comorbidity, diabetes mellitus, type of infection, rheumatoid arthritis reinfection
Kurd96 2010 102 prospective single uni age, BMI, ASA, sex, DAIR, diabetes mellitus, type of infection, smoking, steroid use reinfection
Labaran97 2020 18,359 prospective multi multi set of covariables haemodialysis-dependent complications, infection, length of stay, mortality, readmission, costs, septicaemia
Labaran98 2020 7,459 retrospective multi multi renal transplant infection, length of stay, major complications, mortality, readmission, septicaemia
Larson99 2021 110 retrospective single multi set of covariables reason for revision, sex, age, Charlson comorbidity index, obesity, index of multiple deprivation, geographical rurality, ethnicity mortality
Laudermilch100 2010 103 retrospective single uni MRSA activity of daily living limitation, SF-36, KSS clinical, KSS function, WOMAC
Lee101 2017 206 retrospective single uni reason for revision Hospital for Special Surgery score (HSS), KSS, ROM, WOMAC
Lee102 2020 16,428 prospective multi multi p-value univariate DM insulin dep, DM non-insulin dep blood transfusion, cerebrovascular accident, death, deep surgical site infection, deep venous thrombosis, prolonged length of stay, myocardial infarction, pneumonia, unplanned intubation, urinary tract infection, pulmonary embolism, readmission, renal failure, renal insufficiency, return to OR, sepsis, superficial surgical site infection
Lee103 2020 5,204 prospective multi multi chronic renal disease acute renal failure, blood transfusion, cardiac arrest, cerebrovascular accident, deep surgical site infection, deep venous thrombosis, prolonged length of stay, wound disruption, unplanned intubation, ventilator dependence, urinary tract infection, length of stay, mortality, myocardial infarction, organ surgical site infection, pneumonia, pulmonary embolism, renal insufficiency, return to OR, septic shock, superficial surgical site infection, non-home discharge, systemic sepsis
Leta104 2015 145 prospective multi multi set of covariables age, sex, patella resurfacing re-revision
Liang105 2018 224 retrospective single uni age, sex, primary diagnosis re-revision
Lindberg-Larsen106 2022 3,118 retrospective single multi set of covariables prior revision, walking aid, BMI, haemoglobin, cardiac disease, pulmonary disease, psychiatric disorder pharmacologically treated, DM insulin dep, age, sex, elixhauser comorbidity index, hospital volume length of stay, readmission, mortality
Liodakis107 2015 2,425 prospective multi multi AIC age, BMI, ASA, bleeding disorders, COPD, diabetes mellitus, heart failure, packed cell volume, hypertension, smoking, sex major complications, prolonged length of stay
Lopez-de-Andres108 2017 1,390 prospective multi uni diabetes mellitus, hypertension, smoking, BMI, reason for revision anaemia, cardiac complications, central nervous system, complications, deep venous thrombosis, gastrointestinal complication, genitourinary complications, haematoma, infection, length of stay, mortality, peripheral vascular disease, wound dehiscence, urinary tract infection, pulmonary embolism, renal failure, respiratory complication, septic shock
Lu109 2017 6,830 prospective multi multi p-value univariate anaemia complications, length of stay, mortality, readmission
Luque110 2014 125 retrospective single multi p-value univariate age, renal failure, rheumatoid arthritis, tibial tuberositas osteotomy, reason for revision re-revision
Ma111 2018 108 retrospective single multi p-value univariate ASA, age, BMI, sex, gout treatment success
Mahomed112 2005 11,726 prospective multi uni age, comorbidity, ethnicity, sex, Medicaid complications, mortality, reoperation
Malviya113 2012 120 prospective single multi set of covariables age, BMI, reason for revision WOMAC, satisfaction, SF-36
Malviya114 2012 120 prospective single multi set of covariables age, BMI, sex, comorbidity, reason for revision SF-36 bodily pain, SF-36 physical, WOMAC function, WOMAC pain
Massin115 2016 285 retrospective multi multi p-value univariate age, BMI, sex, diabetes mellitus, pathogen, prior infection reinfection
Matar116 2021 1,298 retrospective single multi set of covariables reason for revision mortality
Matar117 2021 292 prospective single multi forward selection age, sex, haemoglobin, ASA, arterial hypertension, anticoagulant use, myocardial infarction, chronic heart disease, diabetes mellitus, chronic renal disease, COPD, BMI blood loss
Meyer118 2021 235 retrospective multi uni age, sex, reason for revision re-revision
Mortazavi119 2011 499 prospective single uni age, BMI, bilateral, cancer, comorbidity, diabetes mellitus, gastrointestinal disease, cardiac disease, inflammatory arthritis, liver disease, renal disease, cerebrovascular accident, thyroid disease, vascular arterial disease, vascular venous disease, sex, reason for revision infection, re-revision
Mulhall120 2007 291 prospective multi multi set of covariables BMI Lower-Extremity Activity Scale (LEAS), KSS, re-revision, WOMAC function, WOMAC pain
Nikolaus121 2016 1,802 retrospective single uni age, BMI, ASA, comorbidity, liver disease, smoking, sex infection
Novicoff122 2009 308 retrospective multi uni low back pain Lower-Extremity Activity Scale (LEAS), SF-36, KSS, WOMAC clinical, WOMAC function
Oganesyan123 2021 1,689 retrospective single uni prior arthroscopy mortality, readmission, re-revision, re-revision for aseptic loosening, re-revision for infection, re-revision for instability, re-revision for pain, re-revision for stiffness
Patil124 2009 56 prospective single multi set of covariables reason for revision KSS, satisfaction, SF-36 mental health, SF-36 physical
Piuzzi125 2020 246 prospective single multi age, BMI, ethnicity, sex, pain, prior surgery, reason for revision, ROM, smoking pain, KOOS quality of life, KOOS-PS, VR-12 MCS, VR-12 PCS
Pun126 2008 67 retrospective single uni sex, reason for revision KSS, pain
Quinn127 2022 202 retrospective single uni sex, age, weight, BMI, reason for revision, prior revision, ROM OKS, ROM
Rajgopal128 2018 184 retrospective single uni failed DAIR KSS, time to re-revision, re-revision, ROM, re-revision for infection
Rajgopal129 2013 142 retrospective single uni reason for revision re-revision, ROM
Reeves130 2018 46,836 prospective multi uni reason for revision length of stay, mortality, readmission
Ritter131 2004 355 prospective single uni age, preoperative alignment, preoperative flexion, sex flexion, extension
Ro132 2018 144 retrospective single multi stepwise selection age, primary diagnosis, ROM, BMI, sex, reason for revision Hospital for Special Surgery score (HSS), KSS clinical, KSS function, ROM
Ross133 2022 51,548 retrospective multi multi unknown hepatitis C, reason for revision any medical complication, deep venous thrombosis, pulmonary embolism, acute renal injury, urinary tract infection, transfusion, readmission, complications, manipulation under anaesthesia, re-revision, periprosthetic joint infection, aseptic loosening, periprosthetic fracture
Rossmann134 2021 40 retrospective single uni age, sex reinfection
Roth135 2019 9,773 prospective multi multi set of covariables BMI adverse events, major complications, minor complications, readmission, reoperation
Russo136 2022 108 retrospective single multi set of covariables reason for revision, organ transplant length of stay, readmission, re-revision, mortality
Sabah137 2021 10,329 prospective multi multi backward selection age, disability, EQ-5D 3 L anxiety/depression, EQ-5D 3 L self-care, OKS OKS change
Sabry138 2014 3,809 retrospective single multi p-value univariate ASA, diabetes mellitus, preoperative antibiotics, prior infection, sex, prior surgery infection, reinfection
Sakellariou139 2015 110 prospective single multi backward selection age, BMI, ASA, sex, comorbidity, MRSA reinfection
Samuel140 2020 3,531 retrospective multi multi unknown age, sex, BMI, smoking, ASA, prior surgery, CRP, type of infection re-revision
Schairer141 2014 1,408 retrospective single multi stepwise selection reason for revision readmission
Schwarze142 2022 157 retrospective single uni positive cultures re-revision
Shen143 2022 414 retrospective multi uni KSS function, ROM, coronal deviation, tibial malrotation, age, pain KSS function
Sheng144 2006 2,637 prospective multi multi p-value univariate age, sex, primary diagnosis, time to revision, reason for revision re-revision
Sinclair145 2021 32,354 retrospective multi uni age, sex, BMI, vascular disease, hypertension, diabetes mellitus, malignancy, renal failure, CRP, causative pathogen readmission
Singh146 2014 1,533 prospective single multi set of covariables comorbidity, anxiety, depression knee function
Singh147 2013 4,090 prospective single multi set of covariables age, ASA, BMI, comorbidity, sex, reason for revision periprosthetic fracture
Singh148 2011 2,695 prospective single multi age, BMI, comorbidity, sex pain
Singh149 2013 725 prospective single multi set of covariables ipsilateral hip involvement activity of daily living limitation, pain
Singh150 2013 1,533 prospective single multi set of covariables connective tissue disorder, COPD, diabetes mellitus, cardiac disease, peripheral vascular disease, anxiety, renal disease, depression pain
Singh151 2010 1,533 prospective single multi set of covariables age, comorbidity, BMI, sex walking aids, activity of daily living limitation
Singh152 2014 1,533 prospective single multi set of covariables comorbidity, age, BMI, anxiety, depression, sex narcotic pain medication, NSAIDs
Singh153 2014 1,533 prospective single multi set of covariables reason for revision activity of daily living limitation, pain
Siqueira154 2017 438 retrospective single uni reason for revision re-revision
Sisko155 2019 174 prospective single uni BMI deep infection, KSS, reoperation, re-revision, SF-12, WOMAC
Sloan156 2019 15,286 prospective multi multi set of covariables BMI deep venous thrombosis, pulmonary embolism
Sodhi157 2020 28,779 prospective multi multi set of covariables depression, BMI, sex, opioid use, alcohol abuse, cannabis abuse, bleeding disorders, congestive heart failure, diabetes mellitus, electrolyte imbalance, hypertension, hypothyroidism, iron deficiency, peptic ulcer, renal failure, rheumatoid arthritis, sleep apnoea surgical site infection
Staats158 2017 98 retrospective single uni positive minor criteria for PJI re-revision
Sternheim159 2012 102 retrospective single uni reason for revision KSS clinical, KSS function, narcotic pain medication, pain, ROM
Suarez160 2008 566 retrospective single uni age, reason for revision re-revision
Theil161 2022 119 retrospective single uni reason for revision, prior revision re-revision
Traven162 2019 16,304 prospective multi multi set of covariables frailty complications, mortality, readmission, non-home discharge
Turnbull163 2019 112 retrospective single multi p-value univariate age, sex, OKS, prior revision, social deprivation Scottish index of multiple deprivation, reason for revision, UCLA activity OKS, UCLA
Upfill-Brown164 2022 303,867 retrospective multi uni age, sex pain
van den Kieboom165 2021 79 retrospective single uni age, BMI, ASA, sex, smoking, alcohol use, drug use, renal disease, cardiovascular disease, hypertension, diabetes mellitus, malignant tumour, inflammatory disease, depression, haematological disease, neurological disease, pulmonary disease re-revision
van Kempen166 2013 150 prospective single uni reason for revision complications, KSS clinical, KSS function, pain, ROM, satisfaction
van Laarhoven167 2022 100 prospective single multi backward selection age, sex, BMI, reason for revision reoperation
van Rensch168 2020 129 prospective single uni mixed model reason for revision KSS clinical, KSS function, pain, ROM, satisfaction
Verbeek169 2019 295 retrospective single multi backward selection age, sex, KSS function, reason for revision KSS function
Wang170 2004 48 prospective single uni reason for revision KSS, pain, ROM, SF-12
Watts171 2014 111 prospective single multi one confounder age, BMI, sex, DAIR, diabetes mellitus, negative culture, rheumatoid arthritis, smoking reinfection, reoperation, re-revision
Watts172 2015 186 prospective single multi one confounder BMI KSS function, pain, periprosthetic joint infection, reoperation, re-revision
Wilson173 2020 13,973 retrospective multi multi set of covariables depression emergency department visit, prolonged length of stay, infection, wound complications, pain related ED visit, periprosthetic joint infection, readmission, re-revision, sepsis, thromboembolic event, costs, opioid use, non-home discharge
Wilson174 2020 11,786 retrospective multi multi set of covariables opioid use emergency department visit, prolonged length of stay, opioid overdose, infection, pain related ED visit, periprosthetic joint infection, readmission, wound complications, re-revision, sepsis, thromboembolic event, non-home discharge
Winther175 2022 178 prospective single uni reason for revision pain during mobilization, pain at rest, KOOS-PS, KSS, EQ-5D
Xiong176 2021 197 retrospective single uni reason for revision extension deficit, flexion, pain, ROM, stiffness
Xu177 2019 1224 prospective single multi set of covariables sinus tract mortality, treatment failure
Yapp178 2021 8,894 prospective multi multi set of covariables age, sex, comorbidity, hospital volume, reason for revision re-revision
Yapp179 2022 8,343 retrospective multi multi set of covariables reason for revision mortality, KSS clinical, KSS function, Koval grade
  1. ASA, American Society of Anaesthesiologists; COPD, chronic obstructive pulmonary disease; DAIR, debridement, antibiotics, and implant retention; DM, diabetes mellitus; EQ-5D, EuroQol five-dimension; EQ-5D EQ-5D-3L, EuroQol five-imension three-level; EQ-VAS, EuroQol visual analogue scale; ICU, intensive care unit; KOOS-PS, Knee Injury and Osteoarthritis Outcome Score – Physical Function Short Form; KSS, Knee Society Score; VR-12 MCS, Veterans rand 12 item mental health component summary; MRSA, methicillin-resistant Staphylococcus aureus; NSAID, non-steroidal anti-inflammatory drug; OKS, Oxford Knee Score; OR, operating room; VR-12 PCS, Veterans Rand 12 item physical health component summary; PJI, periprosthetic joint infection; PROMIS, Patient-Reported Outcomes Measurement Information System; ROM, range of motion; SF-36, 36-Item Short Form Survey; UCLA, University of California at Los Angeles; VTE, venous thromboembolism; WOMAC, Western Ontario and McMaster Universities Osteoarthritis Index.

Prognostic factors of rTKA

A total of 180 different prognostic factors were found in the included studies. The three most frequently reported prognostic factors were reason for revision, sex, and BMI. Reason for revision was described 213 times in 68/166 studies (41%), sex 125 times in 76/166 studies (46%), and BMI 117 times in 64/166 studies (38%). Studies focusing on functional scores and PROMs as prognostic factor for the outcome after surgery were limited (n = 42). The prognostic factors that were most frequently reported to have a statistically significant association with the outcomes of rTKA, either positive or negative, were reason for revision, age, sex, BMI, and opioid use. Prognostic factors that are recommended by ICHOM, but have not been described in the included literature were education level, living condition, and work status.

Outcomes of rTKA

The studies reported 154 different outcomes. The most frequently used outcome category was adverse events, of which the majority of the studies reported re-revision, readmission, and reinfection after rTKA. Re-revision was described 155 times in 46/166 studies (28%), readmission 88 times in 23/166 studies (14%), and reinfection 85 times in 15/166 studies (9%). Costs, psychosocial impact, and quality of life outcomes were scarce. Only five studies included costs as outcome; in four out of five studies, this was limited to direct in-hospital costs of the surgery. Four studies included cognitive and mental function as outcome, measured using Patient-Reported Outcomes Measurement Information System (PROMIS) mental score, 36-Item Short Form Survey (SF-36) mental health, and Veterans RAND 12 Item Health Survey (VR-12) Mental Component Summary (MCS). In all, 17 studies used the 12-Item Short Form Survey (SF-12), SF-36, EuroQol five-dimension (EQ-5D), or Knee injury and Osteoarthritis Outcome Score quality of life subscale (KOOS-QoL) to assess quality of life after rTKA. Outcome categories recommended in the OMERACT-OARSI set that were not described in the included studies were joint structure, sleep, psychosocial impact, effect on family/caregiver, fatigue, and clinician global assessment of target joint.

Associations between prognostic factor and outcome

A graphical overview of all studied combinations of prognostic factors and different outcome measures is presented in Figure 2. There is also an interactive version of the plot.180

Fig. 2 
            Bubble plot of associations reported in the included studies.

Fig. 2

Bubble plot of associations reported in the included studies.

The combinations of prognostic factor and outcome categories that were studied most often were comorbidities with adverse events (402 times reported in 54 studies), case-mix factors with adverse events (368 times reported in 79 studies), and indication of surgery with adverse events (160 times reported in 62 studies; Table II). The association between prognostic factors measuring functional status or PROMs with any type of outcomes after rTKA were the least frequently studied combination. Associations that were most frequently reported as statistically significant, either a positive or negative effect, were age and re-revision (12 times reported positive, one time reported negative, and eight times reported non-significant), reason for revision and re-revision (13 times reported negative, eight times reported non-significant), and reason for revision and mortality (nine times reported negative, one time reported non-significant).

Table II.

Number of times a combination of prognostic factor, and outcome is reported (number of unique studies).

Prognostic factor categories Outcome categories
Adverse event Physical function Pain Participation Patients global assessment of target joint Quality of life Cognitive function Costs Total
Case-mix 368 (79) 60 (20) 39 (11) 22 (7) 6 (1) 4 (2) 1 (1) 0 (0) 500 (102)
Comorbidities 402 (54) 7 (6) 13 (6) 8 (5) 2 (1) 1 (1) 0 (0) 2 (1) 435 (66)
Indication surgery 160 (62) 63 (30) 22 (14) 9 (6) 10 (8) 11 (8) 3 (3) 1 (1) 279 (92)
Lab test 126 (21) 1 (1) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 127 (21)
Medical history 101 (30) 5 (2) 9 (4) 3 (3) 0 (0) 1 (1) 0 (0) 2 (2) 121 (35)
Medical history, knee specific 50 (28) 23 (11) 3 (2) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 76 (35)
PROMs 0 (0) 12 (4) 3 (3) 0 (0) 3 (2) 0 (0) 0 (0) 0 (0) 18 (7)
Functional 4 (3) 16 (8) 3 (3) 0 (0) 1 (1) 0 (0) 0 (0) 0 (0) 24 (12)
Total 1,211 (122) 187 (47) 92 (26) 42 (14) 22 (10) 17 (10) 4 (4) 5 (4) 1,580 (166)
  1. PROMs, patient-reported outcome measures.

Discussion

The goal of the study was to provide an evidence map of studies on prognostic factors and outcomes of rTKA. Adverse events were the most frequently reported outcomes. The most frequently used prognostic factors were reason for revision, sex, and BMI. These factors were also most frequently associated with the outcome of revision. Both the most used prognostic factors and clinical outcomes are usually part of routine registration in (electronic) patient records or as part of (national) registries.

This mapping review also identified some gaps of knowledge. Factors such as education level, living condition, and work status were not reported in the included literature at all. Also, PROMs (measuring for instance quality of life, functional status or pain) and functional tests were not often evaluated as prognostic factors. Whereas in primary TKA, prediction models have showed that a low preoperative OKS (assessing pain and function), patient-reported anxiety or depression, and higher preoperative pain ratings are associated with worse outcomes.181-183 The predictive value of these factors in revision TKA patients remains to be investigated. Moreover, these domains also matter to patients with OA, according to ICHOM.9 Together, this highlights the importance of investigating these domains in rTKA.

In the current healthcare environment, it might be useful to evaluate whether subgroups can be identified where rTKA is more cost-effective. Studies where both quality of life and costs are studied simultaneous, cost-effectiveness studies, were lacking in this evidence map. The direct costs of the surgery were only included as outcome in four studies. However, none of these four studies included the net costs; all surgical costs minus medical costs from averted adverse events and treatments. In addition, studies reporting quality of life and psychosocial impact are scarce, while improving these are important for the patient.9,10,184 During the development of the ICHOM standard set, all patients and experts of OA agreed that quality of life should be included as an outcome in the set.9 In a study of patients’ perspectives after arthroplasty, the patients prioritized pain relief, improved function, and restored quality of life as most important outcomes after hip and knee arthroplasty.184 Previous studies showed that revision hip and knee arthroplasty increased the quality-adjusted life year (QALY), although the gain in QALY was lower compared to primary arthroplasty.185,186 Also, there seems to be a considerable variation in patient outcomes across the procedures, hinting at the need to identify patients at risk for poor outcome.186

Considering preoperative psychological factors when looking at pain and functional outcomes might be of importance.187 The evidence map shows that anxiety and depression is mainly studied in association with adverse events, one study looked into the association between anxiety/depression with physical function. Although patient-reported physical functioning and pain seems to be linked with self-reported anxiety and depression in older adults and patients with knee arthroplasty, this association is lacking in this evidence map.187,188

Although over 100 different prognostic factors and outcomes were described in the included literature, they were not all completely unique. Some factors represented the same construct, but had different operationalizations. For instance, the outcomes re-revision for infection, postoperative infection, reinfection, periprosthetic joint infection, and (superficial/deep) surgical site infection all described an adverse event related to infection, in a specific location or in general. Overlap in variables was also observed in the prognostic factors; some studies reported the presence of comorbidities in general, others reported multiple specific comorbidities such as diabetes mellitus, renal failure and chronic obstructive pulmonary disease. Thus, the variety in variables found in literature is slightly lower than the evidence map suggests.

Limitations

The main limitation of the evidence map is that it only reflects the factors and outcomes that are most commonly studied, which are not necessarily the most important ones. Limitations of the individual studies might also affect the quality of the evidence map. Not all studies corrected the association between the prognostic factor and outcome for potentially confounding variables. In a minority of studies, only univariate associations were reported. The other studies did correct for confounding variables, but it is not unlikely that the models were wrongly specified and also included colliders or mediators in the multivariate models.189 The heterogeneity in model specification combined with differences between populations could partly explain the variation in associations (i.e. negative, non-significant, or positive) between a single prognostic factor and outcome that were found in the current review. As a result, the direction of the association found could deviate from the actual association.

In conclusion, the evidence map can be used to guide future research. As expected, the most frequently reported variables in rTKA studies were those that are typically registered in electronic patient files or as part of registries. While these measures are of importance in clinical settings, to further our understanding of outcomes of rTKA, it might be valuable to focus on the factors and outcomes that are studied to a lesser extent. Important gaps in literature include functional measures, psychological factors, and sociodemographic variables as prognostic factor, costs, and psychosocial impact as outcomes. Research focused on these gaps could provide a more comprehensive perspective on outcomes after rTKA and contribute to better prediction.


Correspondence should be sent to Maartje Belt. E-mail:

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Author contributions

M. Belt: Conceptualization, Data curation, Formal analysis, Visualization, Writing – original draft, Writing – review & editing.

B. Robben: Data curation,Visualization, Writing – review & editing.

J. M. Smolders: Conceptualization, Visualization, Writing – review & editing.

B. W. Schreurs: Conceptualization, Visualization, Writing – review & editing.

G. Hannink: Conceptualization, Visualization, Writing – review & editing.

K. Smulders: Conceptualization, Visualization, Writing – review & editing.

Funding statement

This study received funding from Smith & Nephew to provide the authors with research support for staff. Smith & Nephew had no role in the design and conduct of the study.

ICMJE COI statement

This study received funding from Smith & Nephew to provide the authors with research support for staff. Smith & Nephew had no role in the design and conduct of the study. Separately, W. Schreurs declares being past president and board of the European Hip Society (2014 to 2021), which is unrelated to this work. J. M. H. Smolders reports preparation of a medical education module and faculty at a course and conference from Smith & Nephew, which is also unrelated.

Data sharing

The data for this study are publicly available at https://maartjebelt.shinyapps.io/review_app/

Open access funding

This study received funding from Smith & Nephew to provide the authors with research support for staff. Smith & Nephew had no role in the design and conduct of the study.

Twitter

Follow M. Belt @maartjebelt

Supplementary material

Search strategy per database, and tables of prognostic factor and outcome categories.

© 2023 Author(s) et al. This is an open-access article distributed under the terms of the Creative Commons Attribution Non-Commercial No Derivatives (CC BY-NC-ND 4.0) licence, which permits the copying and redistribution of the work only, and provided the original author and source are credited. See https://creativecommons.org/licenses/by-nc-nd/4.0/